Compliance Manager

03 March 2023

FE fundinfo is a global leader in investment fund data and technology. We are proud of our vast, diverse, and highly skilled team, who help to make our industry Better Connected and Better Informed. We are currently recruiting for a Compliance Manager to join our team in London (hybrid working).

Our FE Invest function manages FE Investments, one of the fastest growing investment businesses in the UK. FE Investments use a powerful combination of data and technology to offer a wide range of award-winning discretionary model portfolio services to UK IFAs.   

This is a newly created role reporting to the Head of Compliance. As the business has grown and with additional expansion plans in the pipeline, the Head of Compliance needs additional resource to assist with a number of critical compliance tasks. This is a great opportunity to support a growing investment management division in a small team where there will be exposure to a broad range of compliance tasks within a fast-paced environment.

Your key responsibilities as a Compliance Manager will be: 

  • Owning, developing and executing the compliance monitoring plan, including report production, to include thematic and desk based reviews
  • Monitoring UCITS investment restriction alerts on a post-trade basis and resolving or escalating as required
  • Administering and overseeing the provision of compliance training via a 3rd party online provider
  • Marketing material reviews
  • M.I production for the Board
  • Assistance with regulatory reporting
  • Compliance procedure updates relevant to the areas of responsibility

To join us as a Compliance Manager you will need the following experience and skills: 

  • You must have strong experience within the compliance department of an asset management firm
  • You must have solid compliance monitoring experience
  • You must have excellent written and verbal communication skills
  • You will ideally have knowledge of UCITS rules
  • You will preferably have experience of reviewing marketing material
  • You preferably hold a relevant industry qualification
  • You will have excellent attention to detail, be highly organised and be able to manage multiple tasks simultaneously

By joining the team as a Compliance Manager, you will be offered the following: 

  • An opportunity to join a forward thinking organisation that is revolutionising the finance industry
  • Competitive salary
  • Company pension scheme
  • 25 days holiday and holiday purchase options
  • Private medical healthcare
  • Company socials and events
  • Bike to work scheme

In addition, you will have the opportunity to work for a company that values Trust, Connectivity and Innovation. In line with our core values, you can also expect the following: 

  • Full LinkedIn Learning access 
  • A sustainable business that cares for the environment and our communities  
  • Opportunities to give back to local communities through volunteer days 
  • Becoming a part of Charity Challenges for raising money for charities selected by employees 
  • Options to join and lead diversity and inclusion initiatives 

Apply today via the link below for immediate consideration and we will endeavour to get back to you within 5 working days. Visit our Glassdoor profile or to find out more about life @ FE fundinfo! 

Click here to apply

By applying for a role at FE fundinfo, you are acknowledging that you have read the privacy policy linked here and confirm that FE fundinfo may store your personal details to be able to process your job application - Privacy Policy | FE fundinfo

No agencies.