Profile Group has moved with the times, becoming key players in the online market incorporating share and fund data, with clients ranging from banks to stockbrokers and independent financial advisers (IFAs). Learn from Profile's Ernie Alexander how a chance meeting with a (then) FE representative in the early 2000s has led to an enduring data partnership that continues to grow today.
In the quest to understand the intricacies involved in preparing for the Design and Distribution Obligations and Product Intervention Powers regulation, it is important to consider the challenges associated with these obligations and how to overcome them.
Design and Distribution Obligations (DDO) While the greatest obligations around product design and the disclosure of specific information do fall on product issuers, product distributors need to be aware of their obligations and what their requirements are in order to be compliant under this new regulation in time for the deadline.
Quill Group Financial Planners' Director Mark Beveridge loves his FE Analytics subscription. As part of the evidence gathering process needed in this new era of Best Interest Duty, he believes there are few products that come close to the functionality of FE Analytics.